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Archive note Important note: This is an archive of the website that was formerly at www.morrisinquiry.gov.uk. It is being hosted on the MPA website for archival purposes only and may contain out-of-date information. Page summary This resource is from the final Report of the Morris Inquiry. This section contains chapter 8, "The Capacity to Deliver". This chapter returns to employment matters in the MPS, and focuses on leadership and management. Sections available here: Alternative versions Content 8: The Capacity to Deliver
Chapter SummaryThis chapter deals with:
8.1 We return in this chapter to employment matters in the MPS and focus on leadership and management. Both are vital to operational success but they are as crucial to the issues that specifically concern us: policies, procedures and practices; how officers and staff are treated; how they perceive the organisation they work for; the relevant organisational structures; and workforce development. The characteristics of a modernised police service8.2 Before we consider these issues in detail, it is instructive to examine two versions of what it takes to make a successful organisation. 8.3 We were referred to the Department of Trade and Industry publication, Accounting for People: Report of the Task Force on Human Capital Management 2003. This cites ACAS’ view of the key characteristics associated with effective organisations. These are:
8.4 Additionally, in the HMIC publication, Modernising the Police Service: A Thematic Inspection of Workforce Modernisation – The Role, Management and Deployment of Police Staff in the Police Service of England and Wales, the Inspectorate has indicated that it would see a modernised police organisation as having the following characteristics:
8.5 There is considerable overlap between these two sets of attributes. Drawing on the views of both ACAS and HMIC, we see an effective organisation as one with the right structure, the right culture, the right systems, the right people with the right skills and, above all, the right leadership. 8.6 This is the yardstick against which we will examine the MPS and make recommendations to assist in developing the capacity we believe it needs to become a modernised police service. 8.7 We were greatly assisted in our consideration of the matters in this and the following chapter by the evidence of Sir Michael Lyons and Nigel Whittaker. 8.8 Sir Michael was Chief Executive of Birmingham City Council, the largest local authority in the country, for many years and now has a portfolio career. He holds a number of non-executive positions and is deputy chairman of the Audit Commission. He was a member of the Independent Fire Service Review (the Bain Review) and led the review of public sector relocation for the Chancellor of the Exchequer and the Deputy Prime Minister. 8.9 Nigel Whittaker’s background is in the private sector. He has spent many years working on corporate reputation management with large companies. For over 12 years he was a main board director of European retailer Kingfisher plc, including roles as Chairman of B&Q and Group Corporate Affairs Director. He served as Chairman of the Government’s Deregulation Taskforce for Retail, Tourism and Small Business. 8.10 We consider ourselves fortunate to have been able to secure the assistance of such eminent individuals and would like to record our thanks for their contribution to our work. The right structure8.11 The right structure is one which facilitates operational success, allows leaders to lead and drive the organisation forward and makes the most of the talents available to it. 8.12 Operational policing is not part of our remit and we, therefore, do not intend making any comment on the structure the MPS considers appropriate to deliver policing to the people of London. However, our terms of reference ask us to consider employment matters in the MPS and whether the structures of the MPS represent good effective practice. 8.13 We have already commented on the structure the MPS has adopted to deal with diversity and also the handling of Employment Tribunal claims. 8.14 There is, however, a wider issue which concerns the top structure of the MPS and whether it is such that the ‘business’ aspects of the Service (finance, property, information technology, etc.) can be run effectively and facilitate additional operational success. 8.15 Figure 12 sets out the current structure of the MPS. It shows that responsibility for support functions is spread across the top tier of management. For example, the Information directorate comes under the Deputy Commissioner, whilst HR is the responsibility of an Assistant Commissioner. The Public Affairs directorate reports to the Commissioner himself and there is a Director of Resources who is responsible for finance and property. Thus, the only individual with overall responsibility for these support functions is the Commissioner himself. 8.16 The Commissioner’s role is one of extraordinary breadth. He is responsible for operational policing in the capital and also for running a business with a budget of over £2.5 billion and over 43,000 officers and staff. He has to provide strategic executive management on the one hand and must deliver strategic operational leadership on the other. We have already commented on the various individuals and bodies to which he is accountable. He also has a significant international role. 8.17 All the component parts of his role are crucial for the effective running of the organisation but we have received evidence of some managerial weaknesses within the MPS. In particular, we have heard that some support functions are not being effectively managed and co-ordinated to facilitate proper people management. 8.18 We have in mind, in particular, the criticisms of financial planning and basic finance and asset management contained in the most recent inspection report of the MPS from HMIC (2002 / 2003). Figure 12: MPS Senior Police and Police Staff Structure
8.19 HMIC was particularly concerned that the MPS does not yet have a medium term corporate strategy and was
8.20 In addition, HMIC was concerned that a number of information systems and technology budgets had been devolved and that a catalogue of available hardware and software applications had been produced, but that the relevant directorate does not hold records of the equipment which has been purchased and is therefore unable to check compliance with both the corporate policy and the legal requirements surrounding the use and licensing of computer software. 8.21 Whereas other parts of the public sector, including other police services, have made great progress in
finance and asset management in recent years, the MPS appears to have lagged behind. No doubt one reason for this
was, to quote the MPS’ Director of Finance Services, Sharon Burd, in an interview with the Local Government
Chronicle Finance Supplement (6th April 2004), the MPS had not had Whatever the reason, the discipline of effective business management does not appear to be an organisational strength. 8.22 Whilst we are told by the MPS’ Director of Resources, Keith Luck, that the 8.23 The competing demands on the role of the Commissioner led us to consider whether an alternative model might be more effective. We considered splitting the various aspects of the role but received no evidence in favour of this proposition. 8.24 However, the two experts we heard from, Sir Michael Lyons and Nigel Whittaker, could see a virtue in looking at the structure beneath the Commissioner:
8.25 In looking at the structure below the Commissioner, Sir Michael could see a case for grouping all the support functions under one person. He cited the various strategic director models that operate within local authorities, although he had one caveat that there should still be a functional expert below the strategic director so that all senior managers had access to expert advice in the various fields. 8.26 Sir Michael also raised the issue of whether the Commissioner had to be a police officer:
8.27 We think that careful consideration needs to be given as to whether the MPS’ current top structure is the best model that can be devised to maximise operational effectiveness. We therefore recommend that the MPS and the Metropolitan Police Authority create a police staff post, which would undertake the functions of a Chief Operating Officer, to bring all the support services in the MPS (Finance, Human Resources, Communications, Legal Services, Property, Information Systems and Technology, Procurement, Logistical Services, etc.) together under one individual who would be equal in status to the Deputy Commissioner with a remit which spans the whole of the organisation. 8.28 This post would not be a return to the previous post of Receiver. We agree with the Commissioner that the MPS has moved on. We envisage a suitably qualified strategic manager who would have the authority to influence all areas of the MPS’ operation. The right systems8.29 The right structure must be supported by the right systems. The framework in which officers and staff have to operate must be clear and easy to understand. It will include transparent accountability arrangements with decisions taken at the appropriate level. Our focus is people management and devolution has a vital part to play in providing a structure for local managers to manage the officers and staff for whom they are responsible. 8.30 Devolution, if implemented properly, encourages initiative and innovation. Effective communication systems, both vertical and horizontal, formal and informal, are also essential. So too are formal procedures for disciplinary, grievance and disputes, promoting equality and ensuring a work environment free of discrimination and harassment. We have already dealt with the MPS’ policies and procedures on diversity and discipline and other employment matters and do not intend saying more here. This section will therefore concentrate on devolution and communication. Devolution8.31 Our recommendations for enhancing the office of constable are aimed at streamlining and modernising the discipline process and allowing managers to manage. We think that enabling managers to deal with the majority of discipline matters on a local level will provide greater flexibility and resolve issues more quickly. 8.32 To make this process work, however, managers need to have greater experience and confidence in dealing with strategic managerial issues. 8.33 There are various ways in which managers can be supported. One important aspect of that support, however, is devolution of power and functions from the centre of the MPS to the OCUs. 8.34 This is a process which is already under way, having started with devolution of personnel functions:
8.35 Devolution is now being applied to more and more functions. The MPS acknowledges that the process is incomplete, although it contends that the organisation is making advances:
8.36 We support the move to empowering local managers, in the many functions where it is appropriate to do so.
8.37 It appears to us that some aspects of devolution do not operate effectively. We acknowledge that our impression may be due to the fact that the process of devolution is incomplete, but nevertheless we thought we should highlight two particular areas of concern. 8.38 One of our witnesses felt that: 8.39 Control and use of budgets is a key component to making a devolved structure work and to encourage innovation. Therefore, we were surprised to hear from two OCU Commanders that that was not the way the current system works:
8.40 The MPS has commented that the issues highlighted by Mr Coles relate more to how Specialist Operations disaggregated its budget rather than to any shortcomings in the corporate process. However, the fact remains that if there were real devolution, managers, such as Mr Coles and Mr Spindler, would have real control over their budgets. 8.41 Another key component of real devolution is to allow managers to recruit the best team to support them in their work:
8.42 In response to these comments, the MPS has told us that it runs selection campaigns for roles with a
professional specialism such as HR managers centrally to 8.43 We do not see why a second recruitment process should be necessary. It seems to us only sensible, and in accordance with practice in many other police services, for operational managers to have responsibility for recruiting their own professional advisers. This should, of course, be in accordance with corporate policies and guidelines to ensure consistency across the organisation. Local managers will therefore be able to manage but within corporate parameters 8.44 Much of what we have said in this report emphasises the need for managers to manage. If they are to manage effectively, the structure needs to facilitate this. We recommend that the MPS reviews, with relevant stakeholders, the extent to which existing central processes inhibit devolution of real authority to managers in the Operational Command Units, with a view to streamlining the process to give local managers real responsibility for their budgets and people. Accountability8.45 Real devolution involves accountability. If managers genuinely have the authority to make important decisions about their part of the organisation, they must also expect to be held accountable for those decisions. This should be through a formal performance management system which should cover the performance of the organisation as a whole, as well as all officers and staff. 8.46 We note the efforts the MPS has made in relation to performance management and will deal with the management of the performance of individuals in the chapter which follows. 8.47 A sound performance management system needs to be open and transparent and individuals need to be clear about what is expected of them. 8.48 This is particularly true where managers are given the authority, under devolved systems, to take important decisions on behalf of the organisation. They, and the rest of the organisation, need to be clear about what decisions they are able to take and for which they are held accountable. 8.49 We are concerned that there does not seem to be one document which sets out the levels of authority for
different decisions and issues within the organisation. In his submission, Mr Luck told us that he and his team had
developed an 8.50 In addition, as part of our work, we requested a similar Scheme of Delegation dealing with professional standards and employment matters. We expected the MPS to have a simple document available to everyone which set out which officers and staff were responsible for which decisions. We were ultimately provided with a document which had been compiled especially for this Inquiry. We are surprised that such a document should not have existed already and been available to all officers and staff. 8.51 The MPS has told us that it would not be practical to have a Scheme of Delegation for all HR issues:
8.52 We do not agree, and would question, how managers can be expected to take and be accountable for decisions when the extent of their authority has to be discovered by leafing through a sheaf of documents rather than simply by referring to a Management Scheme or a Scheme of Delegation. We recommend that the MPS takes urgent steps to compile a comprehensive Scheme of Delegation setting out the levels of authority for different decisions throughout the organisation. This should be available to all officers and staff. Communication8.53 All organisations need effective internal communication systems, both vertical and horizontal, formal and informal. It is vital to be able to deliver messages throughout the organisation. Staff at all levels need to understand the organisation’s objectives, and messages from the frontline need to be heard at senior management level. 8.54 There are many methods of communication – by letter, email, intranet, Notices, noticeboards, newsletters, newspapers, face to face or in team briefings. Organisations with good internal communication recognise that they need to use all the means at their disposal to ensure that messages permeate throughout. 8.55 It is important to stress that communication is a two-way process: 8.56 Getting communication right within any large organisation is difficult.
8.57 It comes as no surprise, therefore, that we have received a number of criticisms of the way communication works in the MPS during the course of the Inquiry. Evidence from our London Police Station visits provides examples of the kind of difficulties with communication experienced by officers and staff in the MPS.
8.58 Concerns about communication within the MPS were also highlighted in our survey of all officers and staff. This indicated that there are difficulties with all forms of communication (lateral, downward and upward). Of particular concern to us, in light of our terms of reference, is that only two in ten (20%) respondents agreed that information was shared effectively across the MPS. Even fewer (18%) agreed that ways of doing things and good practice were effectively communicated. However, our survey acknowledged that lateral communication is difficult in any organisation and the mean score of -0.35 was only slightly more negative that than the Work Foundation’s benchmark figure of -0.30. 8.59 More startling for an organisation whose responsibility it is to enforce the law, is the finding that only 44% of the survey respondents agreed that they were kept up to date with legislation (30% disagreed) and / or changes to working practice that affected their work (29% disagreed). This result accorded with some of the other comments that were made during our visits to some London Police Stations:
8.60 Our own experience of internal communication in the MPS is derived from conducting our survey. It indicated that all was not well.
8.62 Indeed, some eight weeks after the closing date for responses, the Work Foundation was still receiving calls from officers and staff who wanted to participate but had only received their questionnaires very recently. 8.63 Efficient and effective internal communications systems are one of the basics of an effective organisation, yet we would question whether the MPS has such systems. If we are right, this will have a detrimental effect on internal communication. It is also likely to impact upon operational effectiveness. 8.64 There appears to be much work for the MPS to do in improving internal communication. This will benefit officers and staff in their operational duties, as well as enhancing their commitment to the organisation. 8.65 Managers must give some thought to the messages their staff need to hear and how they are best delivered. Email may be very effective but it does not allow any proper dialogue and is of no practical use when members of staff are not office-based. 8.66 Where messages are important and affect people personally, however, they are 8.67 It is clear from our survey that at present there is a marked divergence between the ways in which people prefer messages to be communicated and the way in which they are actually communicated within the MPS. Figure 13: Actual and Preferred Sources of Information 8.68 There is a clear message here for managers on how to communicate with their people in a way that will get
the best from them. We agree with the evidence of Stephen Banyard, Director of Human Resources at the Inland
Revenue, that We recommend that the MPS reviews its internal communication in the light of best practice in other large public and private sector organisations. The right culture8.69 Structure and systems alone will only go so far in moving an organisation forward. The prevailing culture must be one which is outward-looking and inclusive. An organisation has to develop a culture which is consistent with its own ethos, mission and values. We do not think that a culture needs to be specified for the MPS but a healthy culture has various elements. We deal with these below. 8.70 The organisation needs to listen and learn from what it hears. Encouraging learning is vital and this includes learning from mistakes. If, when something goes wrong, the organisational response is to indulge in the blame culture, then innovation and initiative are discouraged and the organisation will stagnate. The blame culture8.71 We fully endorse this statement from the IPCC: 8.72 The Deputy Commissioner told us that getting rid of the blame culture was 8.73 We are concerned, however, that, according to several witnesses, there continues to be 8.74 The changes we have recommended to the discipline and grievance systems should give greater scope to managers to manage officers and staff effectively. We are confident that line managers throughout the MPS have the ability to do this, if they are provided with the right leadership, back-up and support. 8.75 In the words of one officer during our visit to one of the MPS’ central London buildings, the MPS needs An open culture8.76 We have already dealt with the systems that are needed for effective communication but communication is also a cultural issue. If the culture in the workplace is an open one, with staff encouraged to give their views in the knowledge that they will be listened to, disputes are far less likely to arise. 8.77 In the absence of effective communication, disputes can so often spiral out of control because the parties are unable to talk to each other.
8.78 There is even the chance that some of the costly and distracting Employment Tribunal cases that are brought against the organisation might be avoided. 8.79 Such a culture requires all managers to be convinced of the importance of communication in all that they do.
Managers8.80 Managers have a key role to play and are pivotal in creating or changing the prevailing culture in the MPS. How they behave will define the organisation and the way officers and staff feel about it. 8.81 Our survey found that line managers were rated highly throughout the organisation. The majority of responses to our questions about line management produced results which were significantly better than the Work Foundation’s benchmark scores derived form similar surveys with other public and private organisations. 63% of respondents stated that they had confidence in their line manager’s ability to manage them effectively. 8.82 Line managers were thought to be better at the ‘interpersonal’ skills of management such as trusting staff (88%), treating them fairly (73%) and showing that they value the contribution of their staff (70%). They fared less well when it came to dealing with performance issues, with only 59% agreeing that they do this effectively. The mean score of 0.61 returned for this question was, however, significantly above the Work Foundation’s benchmark of 0.29. 8.83 In any organisation there are bad managers as well as good managers and we heard evidence on our visits to London police stations that this is also the case in the MPS:
8.84 There is clearly scope for some managers to improve. In particular, we suspect, from the other evidence we have received and which we have dealt with in previous chapters of this report, that managers’ ability to make difficult people management decisions needs to be fostered and further developed. Consultation and involvement8.85 It goes without saying that consultation is a two-way process. It involves communicating with those who are being consulted and then listening to the views they express on what is proposed. 8.86 Given the difficulties in communication in the MPS that we have identified, it is hardly surprising that a number of our witnesses have criticised the way in which the organisation involves and consults its officers and staff. 8.87 Our survey found that respondents were generally critical of consultation within the organisation. Only three in ten agreed that they were generally consulted before a decision affecting them was taken, whilst 46% disagreed. This produced a negative overall score of -0.32, significantly lower than the benchmark of -0.11, which is itself low. 8.88 HMIC commented on problems with consultation in its report on the 2002 / 2003 inspection of the MPS. 8.89 The normal way in which the MPS consults its officers and staff is via the representative bodies. Police officers are represented by the Metropolitan Police Federation, the Metropolitan Branch of the Police Superintendents’ Association of England and Wales and the Chief Police Officers’ Staff Association. The British Association of Women in Policing and the Association of Senior Women Officers are also active in the MPS. 8.90 Police staff are represented by four trades unions – Amicus, the Public and Commercial Services Union, the First Division Association and Prospect. They work together as the Trade Unions in the Metropolitan Police (MET-TUS). 8.91 In addition, there are a number of staff support associations operating in the MPS. We have heard from the following:
We are aware that there are other staff support associations we did not hear from. 8.92 The MPS clearly finds the number of representative groups a challenge. Even though the staff support
associations have formed the SAMURAI (Support Associations Meeting Up Regularly And Interacting) group to facilitate
better channels of communication, it still seems to be the case that the number of representative organisations
creates a 8.93 The staff support associations do an excellent job in supporting and representing their members and each has been established to meet an obvious need. However, it is regrettable, although understandable, that staff support associations have been set up to fill a gap which has not been adequately catered for by the wider organisation. This could imply a dissatisfaction with the more established representative organisations, perhaps because they have not been quick enough to cater to all the diverse needs of the people within the MPS. 8.94 We consider that it is essential that the staff support associations, the Metropolitan Police Federation and the MET-TUS all work together. 8.95 As representative groups, the Police Federation, the MET-TUS and the staff support associations all need to
be properly supported by the MPS so that consultation can, in the Commissioner’s words, be 8.96 One way of supporting these organisations is by providing duty time for their representatives. We have received evidence suggesting that the amount of duty time which staff support association representatives are permitted to devote to their functions may not be adequate for the demands placed on them by the organisation:
Other resources too are at a premium:
8.97 If the MPS is serious about seeking the views of the various representative organisations, it clearly has an interest in ensuring that they are able to respond. It is unrealistic to expect people to give up large swathes of their own time for the benefit of the MPS, although it is clear from the evidence that we have received that, in practice, this happens extensively. 8.98 In order to enable staff support associations as well as the Metropolitan Police Federation and the Trades Unions to make a constructive contribution, they should be afforded appropriate duty time and other support. We note that there are now two full-time office managers supporting all the associations collectively but administrative support is not a substitute for workplace representation. We recommend that the issue of duty time and other resources for all representative groups, including staff support associations, is reviewed. 8.99 Whilst it is clear that the senior management of the MPS recognises the need to consult its people regularly and meaningfully, and the MPS told us that the overall level of consultation has increased significantly over the past few years, the evidence we received contained several criticisms about the way the organisation consults its representative bodies. We have heard that there is often insufficient consultation and that where consultation does occur, it is sometimes half-hearted and / or late in the day, after a proposal has become concrete. In addition, consultees are often given little time to respond.
We agree with Sir Ronnie Flanagan’s evidence that 8.100 The MPS has told us that, although it accepts that its extensive policy review programme might have compromised good consultation practice on occasion, late consultation or too little time for responses is not the norm. 8.101 Whether or not this is the case, there is clearly room for improvement. The MPS needs to recognise that consultation with appropriate representative bodies, done well, can bring significant business and operational benefits, as it provides the best route for achieving workable decisions and securing the ownership of officers and staff to actions that are taken. 8.102 The MPS also needs to recognise that consultation undertaken in a half-hearted way is likely to be counter-productive and send a negative message about the way in which the views and input of officers, staff and their representatives are valued by the organisation. 8.103 Seeking to consult late in the process inevitably means that those consulted will have less chance of influencing the final decision. It also presents difficulties for officers and staff who already have a busy schedule and are asked to respond to lengthy policy documentation, effectively in their own time, within a matter of hours. This is not only an additional pressure on the individuals concerned but seems to send a message to the representative about the way in which their views are valued by the organisation. It also means that it is unlikely that representatives will be able to consult the people they represent about what is proposed. 8.104 These criticisms of consultation are perhaps another feature of the lack of employment rights for police officers. Employers have had to create effective consultation structures and mechanisms to meet their legal obligations to consult their workforces. The police service has not had this pressure to the same extent as other employers since only its police staff have such rights. However, we have received evidence of best practice elsewhere:
The MPS should develop a similar relationship with its representative groups. We recommend that the MPS commits itself to a Code of Practice setting out the basis on which it will consult its workforce. This should be based on the following principles:
We also recommend that, in addition to consulting through representative bodies, the MPS takes steps to involve its workforce in decisions on issues that concern them. 8.105 We consider that these recommendations must be implemented if the MPS is to have the ‘inclusive culture’ which HMIC considers one of the characteristics of a modernised police service. It needs to forge a partnership with its workforce to deliver effective policing to Londoners. As a first step on this road, we recommend that the MPS considers the views expressed in our survey and how the issues revealed can be addressed. We would recommend a follow-up survey in one to two years’ time. |
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